INTERNATIONAL FINANCE | |||||
Bachelor | TR-NQF-HE: Level 6 | QF-EHEA: First Cycle | EQF-LLL: Level 6 |
Course Code | Course Name | Semester | Theoretical | Practical | Credit | ECTS |
IF4315 | Capital Market Regulation in Turkey and in the World | Fall | 3 | 0 | 3 | 6 |
Language of instruction: | English |
Type of course: | Must Course |
Course Level: | Bachelor’s Degree (First Cycle) |
Mode of Delivery: | Face to face |
Course Coordinator : | Dr. Öğr. Üyesi BAHAR KÖSEOĞLU |
Course Lecturer(s): |
Dr. Öğr. Üyesi ABDULLAH YAVAŞ |
Recommended Optional Program Components: | None |
Course Objectives: | • To understand the various components of the capital market, its regulations and regulators. • Analyse the inherent weakness of the financial system and explain the role of law in correcting those deficiencies. • Outline and discuss the methods and instruments of securities regulation in a range of issues, including Initial Public Offerings, financial intermediaries, securities trading, fraudulent practices and takeovers. |
The students who have succeeded in this course; I. To have a background about capital market laws and regulations II. To have thorough understanding of capital market instruments III. To understand capital market activities and intermediaries IV. To be able to identify the differences among mutual funds, pension funds and investment companies V. To be able to describe main capital market crimes and punishments and Turkish implications |
capital market laws and regulations, capital market instruments , capital market activities and intermediaries , main capital market crimes and punishments |
Week | Subject | Related Preparation |
1) | Capital market laws, regulations, notices and resolutions. | |
2) | Capital market instruments, the board of registration, issuance, public offering and sale. | |
3) | Issuers and public joint stock companies, public disclosure of specific situations. | |
4) | Shares and warrants. | |
5) | Forex and sukuk. | |
6) | Bonds and other debt securities. | |
7) | Capital market activities and institutions, intermediaries and intermediation activities. | |
8) | Review | |
9) | Portfolio management firms, rating agencies, mortgage. | |
10) | Mutual funds, pension funds, investment trusts and other capital market institutions | |
11) | Money laundering, laundering proceeds of crime and the informal economy | |
12) | Capital market control, crime and punishment | |
13) | The effects of new Turkish Commercial Law to the capital market | |
14) | General overview of the semester |
Course Notes / Textbooks: | There are no required textbooks for this course. Lecture notes and other course materials will be posted on an intranet site, accessible only to students registered in the class, or will be distributed from time to time. Bu ders için gerekli ders kitabı bulunmamaktadır. Ders notları ve diğer ders materyalleri İnternet sitesinde yayınlanacaktır veya derste dağıtılacaktır. Sadece derse kayıtlı öğrenciler tarafından erişilebilir olacaktır. |
References: | None |
Semester Requirements | Number of Activities | Level of Contribution |
Homework Assignments | 1 | % 10 |
Midterms | 1 | % 45 |
Final | 1 | % 45 |
Total | % 100 | |
PERCENTAGE OF SEMESTER WORK | % 55 | |
PERCENTAGE OF FINAL WORK | % 45 | |
Total | % 100 |
Activities | Number of Activities | Duration (Hours) | Workload |
Course Hours | 14 | 3 | 42 |
Study Hours Out of Class | 14 | 2 | 28 |
Homework Assignments | 1 | 15 | 15 |
Midterms | 1 | 30 | 30 |
Final | 1 | 40 | 40 |
Total Workload | 155 |
No Effect | 1 Lowest | 2 Low | 3 Average | 4 High | 5 Highest |
Program Outcomes | Level of Contribution | |
1) | To correctly identify the problems and to be able to ask the correct questions | 4 |
2) | To have the ability for problem solving and to utilize analytical approach in dealing with the problems of finance | 3 |
3) | To understand and grasp the full details of theoretical arguments and counter arguments | 3 |
4) | To be fully prepared for a graduate study in finance and to have lifelong learning awareness | 5 |
5) | To be able to apply theoretical principles of finance to the realities of practical business life | 4 |
6) | To develop solutions for managerial problems by understanding the requirements of international financial markets | 4 |
7) | To think innovatively and creatively in complex situations | 3 |
8) | To be able to make decisions both locally and internationally by knowing the effects of globalization on business and social life | 3 |
9) | To have the competencies of the digital age and to use the necessary financial applications | 3 |
10) | To be able to use at least one foreign language both for communication and academic purposes | 3 |
11) | To understand the importance of business ethics and to take decisions by knowing the legal and ethical consequences of their activities in the academic world and business life | 4 |
12) | To develop an objective criticism in business and academic life and having a perspective to self-criticize | 3 |